Scope of Services to be provided by the Advisor will be limited/ subject to the Advisory services which are permitted activity under SEBI (Investment Advisers) Regulations, 2013 including guidelines issued by SEBI and the Advisor shall act in a fiduciary capacity.

The Scope of Services covered is as follows:

a) Advise the Client regarding the Securities to be purchased or sold or Investments to be made as per the applicable law for the time being in force and Investment Pattern applicable to class of investor; b

b) Review, evaluate, structure and monitor Investments so as to achieve the Client's objectives;

Basant Maheshwari Wealth Advisers LLP for its own proprietary purposes may invest / divest in various securities / investments, from time to time at its own discretion. Such proprietary investment transactions may at times be contrary to the investment advice. Basant Maheshwari Wealth Advisers LLP does not recommend services of any stock broker or intermediary to a client. Basant Maheshwari Wealth Advisers LLP does not have any commission sharing agreement with any intermediary for recommending the services either as a stock broker or as other intermediary. Basant Maheshwari Wealth Advisers LLP does not have Actual or potential conflict of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of investment advisory services Disclosure of all material facts relating to the key features of the products or securities, particularly, performance track record, warnings, disclaimers etc. Clients are requested to go through the detailed key features, performance track record of the product, or security including warnings, disclaimers etc. before investing as and when provided by the Investment Advisor. The Principal Officer and the persons associated with investment advice may have holding or position in the financial products or securities which are subject matter of advice.